Fiduciary Investment Oversight

From the quality of insights driving investment decisions to the ability to customize a solution to help you meet your specific needs, we help you maximize the value of your retirement plan for your business and employees.

Effectively Manage Your Fiduciary Responsibilities

Our Financial Advisors can help reduce the administrative burden associated with your fiduciary investment responsibilities.

Let’s Work Together

Whether it’s through personalized recommendations or comprehensive guidance, our Financial Advisors can help support plan sponsors in delivering a retirement benefit that works for their workplace.


Regardless of organization size, plan sponsors said that the number one advantage a financial advisor brings to their plan is oversight to investment management.1


of plan sponsors that include a dedicated financial advisor in their plan report that most or all of their eligible employees are on track for retirement.1


of plan sponsors agree that the financial advisor support in regulatory matters is valuable.1

Selecting the Appropriate Investment Fiduciary Solution for Your Plan

We can help reduce the administrative burden associated with your fiduciary investment responsibilities to make your role as plan sponsor and plan fiduciary a little easier.

  1. 3(21) Investment Fiduciary

    In a non-discretionary capacity, Morgan Stanley recommends investment options for the plan sponsor to consider while you maintain responsibility over making those investment decisions.

  2. 3(38) Discretionary Investment Manager

    Morgan Stanley is responsible for selecting, managing and monitoring the investments offered in the plan.

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