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Designated Brokerage Services

Discover our Designated Brokerage Services to assist you with your internal and regulatory compliance requirements for employee trade monitoring.

There’s Something for Everyone

Our Designated Brokerage services give your compliance teams powerful tools and technology to help you monitor employee trades and stay compliant with internal and regulatory requirements. 

Secure Monitoring for Your Company

Dependable Data
Receive the data necessary to monitor daily employee trading.
Safe Data Transitions
Securely transmit and deliver trading and position data directly to your company or a third party.
Your Questions, Answered
Have access to a dedicated team who will provide ongoing support for your compliance obligations regarding employee trading activity.
Let’s Start the Conversation

Connect with us to learn more about how Morgan Stanley at Work may be able to help your business.

If you are an employee looking for help with your account, visit support.

Insights for a Modern Workplace

Get the latest thinking from our experienced thought leaders. Discover new trends and unique perspectives to motivate your employees and fuel your business.

Securities products and investment advisory services offered by Morgan Stanley Smith Barney LLC, Member SIPC and a Registered Investment Adviser. Commodity futures and options on futures products and services offered by E*TRADE Futures LLC, Member NFA. Stock plan administration solutions and services offered by E*TRADE Financial Corporate Services, Inc., and are a part of Morgan Stanley at Work. Banking products and services provided by Morgan Stanley Private Bank, National Association, Member FDIC. All entities are separate but affiliated subsidiaries of Morgan Stanley. E*TRADE from Morgan Stanley and Morgan Stanley at Work are registered trademarks of Morgan Stanley.

System response and account access times may vary due to a variety of factors, including trading volumes, market conditions, system performance, and other factors.

For information on the E*TRADE Customer Protection Guarantee visit the Security Center.

Statement of Financial Condition | About Asset Protection | Account Agreements and Disclosures | Quarterly 606 Report | Business Resiliency Plan

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CRC# 4570148 (06/2025)

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