Disclosures

Morgan Stanley has been operating in India for over 30 years, providing a variety of services to domestic and international clients.

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Policies, Disclosures & Documents

Morgan Stanley India Primary Dealer Private Limited

Company profile

Corporate Governance Policy

Policy on Related Party Transactions

Policy for Appointment of Statutory Auditors

Fair Practices Code

Code of conduct

Public Disclosure on Operational Risk


Morgan Stanley India Securities Private Limited

Public disclosure on liquidity risk – March 31, 2020

Public disclosure on liquidity risk - June 30, 2020

Public disclosure on liquidity risk -September 30, 2020

Public disclosure on liquidity risk - December 31, 2020

Public disclosure on liquidity risk - March 31, 2021

Public disclosure on liquidity risk – June 30, 2021

Public disclosure on liquidity risk – September 30, 2021

Public disclosure on liquidity risk – December 31, 2021

Policy for Appointment of Statutory Auditors


Corporate Social Responsibility

Morgan Stanley Investment Management Private Limited

Morgan Stanley Advantage Services Private Limited

Morgan Stanley India Primary Dealer Private Limited

Morgan Stanley India Company Private Limited

Morgan Stanley India Securities Private Limited

Morgan Stanley India Financial Services Private Limited


Payment facilities prescribed under Indian Income Tax Law:  

In addition to the existing modes, Morgan Stanley Indian entities have also operationalised facilities for accepting payments through
 

(a) Debit Card powered by RuPay;

(b) Unified Payments Interface (UPI) (‘BHIM-UPI’); and

(c) Unified Payments Interface Quick Response Code (UPI QR Code) (‘BHIM-UPI QR Code’). 
 

For more information about making payments through these modes, please contact us using the location details provided above.


Annual Reports

Morgan Stanley Investment Management Private Limited

Morgan Stanley Advantage Services Private Limited

Morgan Stanley India Primary Dealer Private Limited

Morgan Stanley India Company Private Limited

Morgan Stanley India Securities Private Limited

Morgan Stanley India Financial Services Private Limited

Morgan Stanley Fund Advisor IFSC Private Limited


Morgan Stanley India Company Private Limited:


Merchant Banking:


Documents

Morgan Stanley India Offer Documents


Stock Broking:


Research Analyst:


Alternative Investment Fund (AIF):

Name of AIF – North Haven India Infrastructure Fund
Registration – IN/AIF2/17-18/0345
Category of AIF – Category II
Name of Fund Manager – Morgan Stanley Investment Management Private Limited

Name of AIF – North Haven India Infrastructure Fund II
Registration – IN/AIF2/25-26/1817
Category of AIF – Category II
Name of Fund Manager – Morgan Stanley Investment Management Private Limited


Filing of complaints :

Filing of complaint on SCORES  website or Contact us :

Steps to register your grievances on SEBI Scores Portal- 1) Register on SEBI Scores website https://scores.sebi.gov.in/  2) Fill in mandatory details like Name, PAN, Address, Mobile Number & Email ID 3) Refer Frequently Asked Questions published on SEBI Scores website. Benefits 1) Effective communication 2) Speedy redressal of the grievances.


Online Dispute Redressal (ODR)

Online Dispute Resolution https://smartodr.in/login
Pursuant to SEBI circular regarding Online Resolution of Disputes in the Indian Securities Market dated July 31, 2023, you can register the complaint about Morgan Stanley India Company Private Limited and
North Haven India Infrastructure Fund through the above link.
Ref: SEBI Circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, SEBI master circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/145, SEBI Circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135 dated August 4, 2023, SEBI master circular no. SEBI/HO/OIAE/OIAE_IAD-3/P/CIR/2023/195 dated December 20,2023

You can refer Stock broking and Depository Participant related documents about Morgan Stanley India Company Private Limited on this link: https://www.morganstanley.com/india-stock-broker-dp