Policies, Disclosures & Documents
Morgan Stanley India Primary Dealer Private Limited
Policy on Related Party Transactions
Policy for Appointment of Statutory Auditors
Public Disclosure on Operational Risk
Morgan Stanley India Securities Private Limited
Public disclosure on liquidity risk – March 31, 2020
Public disclosure on liquidity risk - June 30, 2020
Public disclosure on liquidity risk -September 30, 2020
Public disclosure on liquidity risk - December 31, 2020
Public disclosure on liquidity risk - March 31, 2021
Public disclosure on liquidity risk – June 30, 2021
Public disclosure on liquidity risk – September 30, 2021
Public disclosure on liquidity risk – December 31, 2021
Policy for Appointment of Statutory Auditors
Corporate Social Responsibility
Morgan Stanley Investment Management Private Limited
Morgan Stanley Advantage Services Private Limited
Morgan Stanley India Primary Dealer Private Limited
Morgan Stanley India Company Private Limited
Morgan Stanley India Securities Private Limited
Morgan Stanley India Financial Services Private Limited
Payment facilities prescribed under Indian Income Tax Law:
In addition to the existing modes, Morgan Stanley Indian entities have also operationalised facilities for accepting payments through
(a) Debit Card powered by RuPay;
(b) Unified Payments Interface (UPI) (‘BHIM-UPI’); and
(c) Unified Payments Interface Quick Response Code (UPI QR Code) (‘BHIM-UPI QR Code’).
For more information about making payments through these modes, please contact us using the location details provided above.
Annual Reports
Morgan Stanley Investment Management Private Limited
Morgan Stanley Advantage Services Private Limited
Morgan Stanley India Primary Dealer Private Limited
Morgan Stanley India Company Private Limited
Morgan Stanley India Securities Private Limited
Morgan Stanley India Financial Services Private Limited
Morgan Stanley Fund Advisor IFSC Private Limited
Morgan Stanley India Company Private Limited:
Merchant Banking:
- Investor Charter:
- Initial Public Offer (IPO) and Further Public Offer (FPO) including Offer for Sale (OFS)
- Rights Issue
- Qualified Institutions Placement (QIP)
- Preferential Issue
- SME IPO and FPO including OFS
- Buyback of Securities
- Delisting of Equity Shares
- Substantial Acquisitions of Shares and Takeovers
- Public issue of debt securities
- Public issue of non-convertible redeemable preference shares
- Private placement of debt securities and non-convertible redeemable preference shares
- Private placements of municipal debt securities
- Public offer of units by InvITs
- Public offer of units by REITs
- Private Placement of units by InvITs
- Investor Complaints
Documents
Morgan Stanley India Offer Documents
Stock Broking:
Research Analyst:
- Regulatory Disclosure
- Investor Charter
- Investor Complaints
- Grievance Redressal/ Escalation Matrix
- Terms and Conditions and Most Important Terms and Conditions
- Investor Alert: Validated UPI Handle and SEBI Check Tool
Alternative Investment Fund (AIF):
Name of AIF – North Haven India Infrastructure Fund
Registration – IN/AIF2/17-18/0345
Category of AIF – Category II
Name of Fund Manager – Morgan Stanley Investment Management Private Limited
Name of AIF – North Haven India Infrastructure Fund II
Registration – IN/AIF2/25-26/1817
Category of AIF – Category II
Name of Fund Manager – Morgan Stanley Investment Management Private Limited
Filing of complaints :
Filing of complaint on SCORES website or Contact us :
Steps to register your grievances on SEBI Scores Portal- 1) Register on SEBI Scores website https://scores.sebi.gov.in/ 2) Fill in mandatory details like Name, PAN, Address, Mobile Number & Email ID 3) Refer Frequently Asked Questions published on SEBI Scores website. Benefits 1) Effective communication 2) Speedy redressal of the grievances.
Online Dispute Redressal (ODR)
Online Dispute Resolution https://smartodr.in/login
Pursuant to SEBI circular regarding Online Resolution of Disputes in the Indian Securities Market dated July 31, 2023, you can register the complaint about Morgan Stanley India Company Private Limited and
North Haven India Infrastructure Fund through the above link.
Ref: SEBI Circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, SEBI master circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/145, SEBI Circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135 dated August 4, 2023, SEBI master circular no. SEBI/HO/OIAE/OIAE_IAD-3/P/CIR/2023/195 dated December 20,2023
You can refer Stock broking and Depository Participant related documents about Morgan Stanley India Company Private Limited on this link: https://www.morganstanley.com/india-stock-broker-dp